WIS Disclosures

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WIS Regulation Best Interest Disclosures

WIS Brokerage Services Disclosure Summary
WIS CRS Form
Third-Party Compensation Disclosure
Account Fee Schedule
Form ADV 
Form ADV Appendix 1

Additional Disclosures

Privacy Policy
Regulation S-P Privacy Policy
Regulation S-P Privacy Notice
Business Continuity Plan
Text Messaging Disclosure
Customer ID Disclosure
Order Routing

Western International Securities, Inc. Sweep Program – Pershing Disclosures

Dreyfus Insured Deposit Program (DIDP) Rate
Dreyfus Insured Deposit Program (DIDP) Disclosure
Dreyfus Insured Deposit Program LF (DILF) Rate
Dreyfus Insured Deposit Program LF (DILF) Disclosure
Sweep Program Terms & Conditions

Western International Securities, Inc. Sweep Program – NFS Disclosures

Bank Sweep Deposit Program (BDSP) Rate
Bank Sweep Deposit Program (BDSP) Bank List
Bank Deposit Sweep Program FDIC Eligible (SPFE) Rate
Bank Deposit Sweep Program FDIC Eligible (SPFE) Bank List
Insured Sweep Program (ISP) Rate
Insured Sweep Program (ISP) Bank List
Sweep Program Disclosure Document
Sweep Program Terms & Conditions